Steven L. Sparks
Managing Partner,
Financial Advisor

Professional Certifications
• Series 66 and 7 Securities Licenses
• Registered Representative and Investment Advisor Associate, Ameritas Investment Corp

• Bachelor of Science in Finance, Virginia Tech

Financial Experience
Steven has been a financial advisor with Capital Concepts Financial Group since 2000. He became a managing partner with the firm in 2007. He focuses on wealth management for business owners, professionals and retirees. Steven works with clients using a comprehensive planning process of exploration, data gathering, objective analysis, consultation and regular follow-up.

Steven is a Hickory native. He resides locally with and his wife, Lori, and their four children.

To reach Steven, call 828-322-8210, Ext 424. You may also email Steven at

1155 Southgate Corp Park SW • PO Box 3509 - Hickory, NC 28603 • Phone (828) 322-8210 or (888) 401K-ESP • Fax (828) 324-9664
Check the background of this investment professional on FINRA's BrokerCheck.
Advisory services through Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor.

Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker-dealer, member FINRA/SIPC to residents of AR, AZ, CA, FL, GA, IA, MD, MI, MS, NC, NY, OH, PA, SC, TN, TX, VA, and, WY.

Cambridge and Capital Concepts Financial Group are not affiliated.