Capital Concepts Financial Group recognizes the importance of the client in every aspect of our business. We feel a sense of urgency in all customer related matters, insure that confidentiality is always maintained and act with complete honesty and integrity in everything that we do.  Capital Concepts Financial Group’s staff members treat clients with the utmost courtesy, strive for a clear understanding of client needs and pay special attention to address those needs. In addition, our staff members always act in the best interest of the client.

Investment & Qualified Plans Division

Lawrence (LT) Thompson
Director of Investments & Qualified Plans/Director of Technology

Tina Farris
Wealth eValuator System Manager


Insurance Division


Faith Welch
Life & Disability Insurance Coordinator

Kaye Owenby
Administrative Assistant


Administrative Division



Lawrence (LT) Thompson

LT joined the firm in 2001 and is responsible the firm’s overall investment and asset management operations.  He holds Series 7, 63, 24 and 51 securities licenses.  As director of Technology, LT manages the processes and procedures for all IT related activities. He earned a Bachelor of Arts degree from Williams College where he was a member of the varsity men’s lacrosse team.  In his spare time, LT’s time is spent with his family plus training for triathlons. (back to top)

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Tina Farris

Tina joined the firm in 1999.  She is responsible for assisting individual clients with utilization of the firm’s innovative; internet based financial planning system, Wealth eValuator. Also, Tina works closely with the advisors to prepare comprehensive reports for client reviews. When she’s not working, Tina enjoys spending time with family, walking her granddog, Pepper, and planning the next vacation abroad. (back to top)



Faith Welch

Faith joined Capital Concepts Financial Group as receptionist in 2000.  As the Insurance Coordinator, she works as the liaison between the financial advisors, insurance companies and physicians.  In her spare time, Faith likes to scrapbook, read, quilt, and create one-of-a-kind handmade cards. (back to top)



Kaye Owenby

Kaye joined the firm in 2007.  She is responsible for the preparation and submission of applications plus handles various other administrative tasks. Outside the office Kaye enjoys spending time with her 3 Yorkshire Terriers and gardening plus she is an avid photographer. (back to top)

 

1155 Southgate Corp Park SW • PO Box 3509 - Hickory, NC 28603 • Phone (828) 322-8210 or (888) 401K-ESP • Fax (828) 324-9664
Advisory services through Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor.

Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker-dealer, member FINRA/SIPC to residents of AK, AR, AZ, CA, FL, GA, IA, MD, MI, MS, NC, NM, NY, OH, PA, SC, TN, TX, VA, and, WY.

Cambridge and Capital Concepts Financial Group are not affiliated.